-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LtDib/wjMK45FdjCRYtjJ70q08f2ha241XQwtLE2YAWEWFmwfzE1ZOez0f4T4+4E 4ofxOO/3IOyvKz92pmxBhA== /in/edgar/work/20000710/0000950123-00-006427/0000950123-00-006427.txt : 20000712 0000950123-00-006427.hdr.sgml : 20000712 ACCESSION NUMBER: 0000950123-00-006427 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000710 GROUP MEMBERS: U S TRUST CORPORATION GROUP MEMBERS: UNITED STATES TRUST CO OF NEW YORK/ SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL MOTORS CORP CENTRAL INDEX KEY: 0000040730 STANDARD INDUSTRIAL CLASSIFICATION: [3711 ] IRS NUMBER: 380572515 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-37025 FILM NUMBER: 670549 BUSINESS ADDRESS: STREET 1: 300 RENAISSANCE CTR STREET 2: MAIL CODE: 482-C34-D71 CITY: DETROIT STATE: MI ZIP: 48265-3000 BUSINESS PHONE: 3135565000 MAIL ADDRESS: STREET 1: 300 RENAISSANCE CTR STREET 2: MAIL CODE: 482-C34-D71 CITY: DETROIT STATE: MI ZIP: 48265 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: UNITED STATES TRUST CO OF NEW YORK/ CENTRAL INDEX KEY: 0001085059 STANDARD INDUSTRIAL CLASSIFICATION: [ ] IRS NUMBER: 135459866 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 114 WEST 47TH STREET CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2128523812 MAIL ADDRESS: STREET 1: 114 WEST 47TH STREET CITY: NEW YORK STATE: NY ZIP: 10036 SC 13G 1 sc13g.txt SCHEDULE 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. ) General Motors Corpocation - ------------------------------------------------------------------------------- (Name of Issuer) Common -- Class-H - ------------------------------------------------------------------------------- (Title of Class of Securities) 370442501 --------------------------------------------- (CUSIP Number) - ------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the following box to designate the rule pursuant to which this Schedule is filed: [ X ] Rule 13d-1(b) [ ] Rule 14d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages 2 CUSIP No. 370442501 13G Page 2 of 5 - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (1) The Charles Schwab Corporation 94-3025021 (2) U.S. Trust Corporation 13-2927955 (3) United States Trust Company of New York 13-5459866 - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 N/A (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- SEC USE ONLY 3 - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 New York - -------------------------------------------------------------------------------- SOLE VOTING POWER 5 - 0 - NUMBER OF ------------------------------------------------------------ SHARES SHARED VOTING POWER BENEFICIALLY 6 OWNED BY 182,205 EACH REPORTING ------------------------------------------------------------ PERSON SOLE DISPOSITIVE POWER WITH 7 - 0 - ------------------------------------------------------------ SHARED DISPOSITIVE POWER 8 See 6 - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 See 6 - -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 N/A - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 20.86 - -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON 12 (1) HC (2) HC (3) BK - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 3 Issuer ------ General Motors Corporation Item 1 (b) Address of Issuer's Principal Executive Offices: ------------------------------------------------ 767 5th Avenue New York, NY 10153 Att: Treasurer Item 2 (a) Name of Person Filing: --------------------- The Charles Schwab Corporation*1 U.S. Trust Company of New York*2 United States Trust Company of New York*2 Address or Principal Place of Business Office or, Item 2 (b) if none, Residence: ------------------------------------------------- *1 120 Kearney Street San Francisco, CA 94108 *2 114 W. 47th Street New York, N.Y. 10036 Item 2 (c) Citizenship: New York Item 2 (d) Title of Class of Securities: ---------------------------- Common -- Class-H Item 2 (e) CUSIP Number: 370442501 Item 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) Not applicable (b) (X) United States Trust Company of New York, a bank as defined in Section 3(a)(6) of Act. (c) Not applicable (d) Not applicable (e) Not applicable (f) Not applicable (g) (X) U.S. Trust Corporation is a parent holding company, in accordance with section 240.13d-1 (b)(1)(ii)(G). (h) Not applicable -3- 4 Item 4 (a) Amount Beneficially Owned: 182,205 (b) Percent of Class: 20.86 (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote -0- (ii) shared power to vote or to direct the vote See 4(a) (iii) sole power to dispose or to direct the disposition of -0- (iv) shared power to dispose or to direct the disposition of See 4(a) Item 5 Ownership of Five Percent or Less of a Class -------------------------------------------- N/A Item 6 Ownership of More than Five Percent on Behalf of ------------------------------------------------ Another Person. --------------- See *3, below The Reporting Person is an Independent Trustee of the Issuer's Employees' Pension Plan Trust. Item 7 Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company. See Items 1 and 12 of Page 2 and Item 3 herein. Item 8 Identification and Classification of the Members of --------------------------------------------------- the Group. ---------- Not applicable - ---------- *3 On May 30, 2000, The Charles Schwab Corporation acquired U.S. Trust Corporation, whereby the latter became a wholly-owned subsidiary of the former. The United States Trust Company of New York is a subsidiary of U.S. Trust Corporation and is the Independent Trustee of the Issuer's Employees' Pension Plan. 5 Item 9 Notice of Dissolution of Group. ------------------------------- Not applicable Item 10 Certification. By signing below we certify that, to ------------- the best of our knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Signature. After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. Date: July 10, 2000 ------------- THE CHARLES SCHWAB CORPORATION By: /s/ Christopher V. Dodds ------------------------------------------ Name: Christopher V. Dodds Title: Executive Vice President and Chief Financial Officer U.S. TRUST CORPORATION By: /s/ Joseph A. Tricarico ------------------------------------------ Name: Joseph A. Tricarico Title: Authorized Agent UNITED STATES TRUST COMPANY OF NEW YORK By: /s/ Joseph A. Tricarico ------------------------------------------ Name: Joseph A. Tricarico Title: Vice President and Trust Counsel 6 AGREEMENT OF JOINT FILING The undersigned agree that a single Schedule 13G and any amendment thereto relating to the common stock of General Motors Corporation Class-H, shall be filed on behalf of each of the undersigned. THE CHARLES SCHWAB CORPORATION By: /s/ Christopher V. Dodds ------------------------------------------ Name: Christopher V. Dodds Title: Executive Vice President and Chief Financial Officer U.S. TRUST CORPORATION By: /s/ Joseph A. Tricarico ------------------------------------------ Name: Joseph A. Tricarico Title: Authorized Agent UNITED STATES TRUST COMPANY OF NEW YORK By: /s/ Joseph A. Tricarico ------------------------------------------ Name: Joseph A. Tricarico Title: Vice President and Trust Counsel -----END PRIVACY-ENHANCED MESSAGE-----